Assistant Compliance Officer

About BTC Bank

BTC Bank is a community bank founded on the traditional values of personal customer service. Our continued tradition of serving our friends and neighbors with courteous, professional banking services maintains its standard of excellence today. We strongly support our local communities. We are proud of the roots of our past and prepared for the growth in our future. 

Work Location: This position will be based at any of our BTC Bank locations. 

Hours: 40 hours per week

Job Purpose: Assist the compliance team in overseeing the compliance of laws and regulations as they apply to the financial institution. Provides information to accurately determine the institution’s extent of compliance.

Duties and Responsibilities:

• Assist with developing, administering and monitoring programs that ensure the financial institution’s compliance with laws, regulations and rules governing operations and product offerings.
• Responsible for understanding regulations, rules and the financial institution’s compliance policies and procedures.
• Research federal and state banking laws and regulations, reviews the financial institution’s policies and procedures, and ensures financial institution compliance with laws and regulations.
• Assist with supervising financial institution’s records retention and disposal program.
• Provide financial institution management with information to accurately determine the institutions extent of compliance.
• Schedule meetings with departments and supervisors, as necessary, to provide information on compliance changes that affect them.
• Help gather, test and analyze business data and operations to help assess level of compliance, including testing and review of exception reports and branch office activity.
• Assist the compliance team with with policies and procedures, investigate and respond to regulatory inquiries and address customers’ compliance related questions and concerns each day.
• Other duties as assigned.

Qualifications:

• Bachelor’s degree, plus one to three years of relevant professional experience.
• Strong organizational skills and attention to detail.
• Excellent written and verbal communication skills.
• Ability to navigate complex issues while meeting deadlines.
• Ability to read, analyze and interpret government regulations, trade journals and legal documents.
• Must be able to respond to common inquiries from regulatory agencies, courts and outside consultants.

Working Conditions:

This job operates in a normal office setting. This role routinely uses standard office equipment such as computers, phones, photocopiers, filing cabinets and fax machines.

Physical Requirements:

• This position requires manual dexterity, the ability to lift files and open filing cabinets. This position requires bending, stooping or standing as necessary.
• Ability to safely and successfully perform the essential job functions consistent with the ADA, FMLA and other federal, state and local standards, including meeting qualitative and/or quantitative productivity standards.
• Ability to maintain regular, punctual attendance consistent with the ADA, FMLA and other federal, state and local standards.
• Must be able to talk, listen and speak clearly on telephone.

To learn more about BTC Bank visit www.btcbank.bank! 

EOE/Veterans/Disabled